Reg BI memos, disclosures, and reassurance letters drafted for your review — your compliance, comms, and growth layer.
What you can do:
- Draft Reg BI memos that document best-interest basis
- Write ADV-consistent disclosures clients actually read
- Run a Marketing Rule (206(4)-1) check before posts and emails go out
- Send reassurance and annual-review letters, and run COI-referral and reactivation outreach
What's inside:
- 31 ready-to-run skills — compliance, client comms, book growth, practice ops
- Every prompt as a click-to-copy file — works in ChatGPT, Claude, Gemini, or Copilot
- A setup wizard that learns your firm, registration, niche, and voice
- Free lifetime updates
Who it's for: Solo RIAs, hybrid-firm advisors, and small wealth teams.
Why it's different:
- The included Claude Cowork plugin does the task hands-free — drag-and-drop install, no coding
- Always-on compliance-boundary and client-NPI guards — every output is a draft for your compliance officer to review (FINRA 2210, Reg BI), not advice
- One-time payment, no subscription — free updates for life
Stacks on Anthropic's free Claude for Financial Services plugin — that covers the analysis; this pack is the compliance, client-comms, and book-growth layer on top.
One-time payment · instant download · free lifetime updates.
30-day guarantee: if it doesn't save you real time in your first week, reply to your receipt and I'll refund you.
— Alex Lowe, The AI Career Lab